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Administrative Policy for Sponsored Project Administration Procedures

Policy Statement

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Externally sponsored projects carry with them significant statutory and regulatory administrative requirements.  Principal Investigators (PIs), their operational units, and sponsored project administration staff are expected to comply with all applicable regulations and with all related policies and procedures whether they are at the institutional level or at the department level.

Why do we have this policy?

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¶¶Òõ̽̽ maintains an institutional policy website that houses University Policies and University Operating Procedures (UOPs).  University Policies generally apply throughout the University or major components of the University.  UOPs are freestanding operational rules or sets of steps that all persons engaged in the activities that are the subject of the UOP must uniformly follow.  Policies and procedures that pertain only to a specific department/unit or that affect only the personnel or operations of such department/unit are not generally considered University Policies or UOPs.  As such, procedures related only to the administration of sponsored projects do not meet the definition of UOPs and, therefore, are managed and available on the Sponsored Project Administration (SPA) Procedures website.  University-wide policies and UOPs, however, supersede those of SPA regarding issues of University-wide application and in the event of a conflict between policies.

Who needs to read this policy?

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This policy applies to all employees, including administrators, staff, faculty, and student employees who manage, supervise, or conduct University business or financial transactions or activities under an externally sponsored project.  This includes, but is not limited to, Principal Investigators (PIs), Unit Administrators, and Sponsored Project Administration staff.

What else do I need to know?

Definitions
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Sponsored Project: A signed award (grant, contract, or cooperative agreement) under which the University agrees to perform a certain scope of work, according to specific terms and conditions, for a specific budgeted financial compensation.

Unit Administrator: For the purpose of all procedures, a Unit Administrator or UA refers to a Business Unit Administrator, Business Manager, Grand Administrator and/or Department Administrator.  This term is used interchangeably and refers to the person assisting the PI at the department level.

University-Wide Policies and University Operating Procedures: Have the same definition as found in the Adoption of University Policies, Operating Procedures and Guidelines Policy.

Is there education available?
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Training requirements will be specified in overarching ¶¶Òõ̽̽ Policies or in SPA procedures.  Required training will be provided on an as-needed basis as determined by the Director, Sponsored Project Administration, or Executive Director, Research Administration and Integrity, or the Vice President for Research.

What if I still have questions?

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Questions concerning the daily operational interpretation of this policy should be directed to the following (in accordance with the policy elaboration and procedures):

Title(s)/Department(s):Contact Information:
Sponsored Project Administration Main

(802) 656-3360

spa@uvm.edu

Director, Sponsored Project Administration(802) 656-1986
SPA Staff by FunctionSPA Staff Function
Executive Director, Research Administration and Integrity(802) 656-1435

Version History

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Responsible Official:Vice President for Research
Policy Number:V. 6.8.1
Approval Authority:President
Effective Date:March 07, 2019
Revision History:Reaffirmed October 5, 2022

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